Reference Number 040059
Position Compliance Officer
Salary 20 - 30K
Job Requirements
Bachelor degree holder in Law, Finance or related disciplines
1-2 year’s compliance experience in Banking or Finance industry
Knowledge in HKMA Banking or Finance industry’s related standard is an advantage
Good command of written and spoken English, Chinese
Proficiency in MS-Office software and PC skills
High sense of responsibility, good communication, well-organized
Good analytical skill and problem solving skill
Responsibilities:
Monitoring the daily operation to ensure they are fully in compliance with established code of conduct, policies, guidelines, procedures, service standards, laws and regulations.
Prepare audit materials and documents for clients.
Handle complaint or any special cases and assist in any other ad hoc projects.
Contacts Edmond So - 26275200
edmond@besteam.com.hk