Reference Number 037601
Position Responsible Officer (Non-Sole) - Type 4, 9
Salary 80 - 100K
Job Requirements
Degree holder in Economics, Finance, Accountancy or related disciplines with a minimum of 5 years
of relevant current working experience in asset management/finance
Current holder of SFC Responsible Officer (RO) Type 4 and 9 licenses with no conditions
Successful experience in application of Type 1, 4 & 9 SFC licenses and in raising capital
Solid track record in equities portfolio management and experience in REAL ESTATE investments background
Experience serving high net worth clients from China and North America
Experience managing middle office, back office, risk, and operations personnel
In-depth knowledge of codes, requirements, regulations and guidelines of SFC and relevant
regulatory authorities
Strong analytical, communication, management, and leadership skills
Ability to perform and problem-solve in stressful situations
Proficient in written and spoken English, Mandarin, and Cantonese

Responsibilities:
Serve as Responsible Officer to conduct and supervise SFC Type 4 and 9 regulated activities
Manage our portfolio as a member of the Investment Committee
Lead and manage fund operations, including trade executions, onboarding, KYC, etc.; Prepare
management reports, compliance filings, marketing materials, and investment memos
Coordinate with partners, service providers, and stakeholders on matters in relation to project
development and asset management
Assist in the application of SFC licenses, fund setup, and fund-raising
Ensure the firm’s complete and continual compliance with relevant SFC regulations.

Contacts Edmond So - 26275200
edmond@besteam.com.hk