Reference Number 038475
Position Manager / Assistant Manager, Legal and Compliance
Salary 40 - 70K
Job Requirements
Degree holder in Legal or related disciplines
At least 5 years’ compliance experience, preferably from Listed Companies and securities firm
Strong knowledge in existing rules and regulations of licensed for Type 1, 4, 9
Able to work under pressure and use independent judgment on a variety of compliance issues
Fluent in both spoken and written Chinese and English, including Putonghua
Familiar with MS Office applications and Chinese word processing
Develop, draft and review a broad range of business contracts, agreements, announcement, notice, correspondence, account opening documents, marketing materials, board resolutions, shareholders resolutions and other documentations
Handle license applications, confidential information and matters with discretion
Forecast the opportunities, risks and provide advice or recommendation to management
Monitor daily business to ensure compliance with rules and regulations, and internal policies and procedures
Handle any other ad-hoc duties as required
Contacts Edmond So - 26275200