Reference Number 037640
Position Responsible Officer (Type 4 & 9)
Salary Negotiable
Job Requirements
Degree holder or above in Financial, Economics or Business
A minimum of 2 years solid experience in financial industry in a managerial position
License holder of Responsible Officer under the SFC for Type 4 and 9 regulated activities in currently
Sound understanding of Securities and Futures Ordinance, SFC Code of Conduct and rules
Fund launching experience is an advantage
Good command of written and spoken English and Putonghua
Job Responsibilities:
Act as Responsible Officer to supervise SFC Type 4 & 9 regulated activities;
Assist in all private fund projects, including fund structure set up, sales & marketing, product development;
Supervise and manage daily operations of asset management to ensure full regulatory compliance;
Direct report to Chairman
Contacts Edmond So - 26275200