Reference Number 036335
Position Responsible Officer - Type 3 Leveraged Foreign Exchange Trading
Salary Negotiable
Job Requirements
Current SFC Type 3 R.O. License holder with 3 years of supervisory experience
Solid knowledge of Leveraged Foreign Exchange trading systems
Experience and understanding of Front-end Trading operation and control
Experience and understanding of Middle and Back office operation of Leveraged Foreign Exchange
Good knowledge of SFC ordinance, regulations and guidelines of relevant regulatory bodies
Previous experience in obtaining new license for Type 3 Leverage Foreign Exchange a definite advantage
Supervise and monitor day-to-day operations, including all SFC regulated activities, margin risk control, to ensure all activities comply with HKSFC rules, regulations and regulatory compliance
Review and update the operational and internal control procedures
Prepare and maintain a proper documentation of operational policies and procedures
Oversee overall operations of Leveraged Foreign Exchange
Review financial reporting that complies with SFO
Handle matters of compliance cases and complaints
Provide support and assist senior management in business development and market plans
Contacts Edmond So - 26275200