Reference Number 036222
Position Risk / Compliance Manager (Compliance & Legal)
Salary 35 - 45K
Job Requirements
2 years or above related experience in financial institutions.
Experience of Risk Management / Compliance and Legal Control / Auditing or related discipline.
University degree in Law, Finance, Business or related disciplines.
Knowledge in legal & Compliance.
Good understanding of regulatory requirements, procedures and guidelines.
Strong attentiveness to detail, compliance & control oriented mindset.
Strong analytical, document checking and writing skills.
Strong coordination capabilities and project management skills.
Positive and supportive working attitude, multiple tasking and time management ability to adapt to a continuously evolving system and work-flow environment.
Proficient in spoken and written English and Chinese.
Candidate with less experience or qualification may be considered as Assistant Risk Manager or Risk Officer.

Produce & coordinate regular & adhoc risk management reports and perform status monitoring.
Assist on the review, design, & implementation of risk management framework, risks policies & procedures to identify, quantify, prevent and control various risks.
Provide administrative & project management support to COO, RO, and Compliance Officer for risk, control & compliance matters.
Conduct & coordinate document review from risk & control perspective, such as assisting contract terms & agreement review, and counterparties management.
Identify, assess, and report different risks (business, compliance, operational risk, etc.), recommend control measures to ensure adequate controls and procedures are in place.
Provide legal and compliance support to management and business units for the Group
Update compliance policies and procedures and coordinate with business units to ensure due compliance with regulatory requirements
Perform surveillance exercise on internal controls and compliance procedures to ensure full adherence with internal policies and external regulatory requirements

Contacts Edmond So - 26275200