Reference Number 035733
Position Responsible Officer (Type 1 and 9)
Salary 40 - 60K
Job Requirements
Diploma or Degree in related discipline
At least 5 years relevant experience in Securities firm
Solid experience in new company setting
Qualified for SFC Responsible Officer license Type 1 and 9 are highly preferred
Able to work under pressure, with strong communication and analytical skills
Good command of written & spoken Chinese and English, including Putonghua
Familiar with MS Office applications and Chinese word processing
Responsible for the monitoring of the daily business operations to ensure full regulatory compliance
Assist in formulating investment strategy and oversee asset investment or transaction of the company or clients
Oversee the compliance functions of the Company and take necessary actions to ensure all business activities comply with SFC rules and company guideline
Engage in promotion and marketing activities
Handle any other ad-hoc duties as required
Contacts Edmond So - 26275200